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Inter-war Drama: O'Casey, Coward, Priestley and Sherriff

MIÉRCOLES, 9 DE ENERO DE 2013

Inter-war Drama: O'Casey, Coward, Priestley and Sherriff



From The Short Oxford History of English Literature, by Andrew Sanders: 
 

The innovations of 'Modernism' or, more precisely, the dramatic experiments of the leading 'Modernists', touched the English theatrical mainstream in the twenty years between the two world wars only indirectly. Joyce's Exiles was rejected by the normally progressive Stage Society in London and had to await a first performance, in a German translation, at Munich in 1919. Eliot's Sweeney Agonistes, published in 1932, was, somewhat bizarrely, given its first performance a year later by the women students of Vassar College in the United States. His Murder in the Cathedralwas first acted in 1935 not in a London theatre but in the chapter house of Canterbury Cathedral. Of D. H. Lawrence's three remarkable, if somewhat static, explorations of working-class life—A Collier's Friday Night (written c. 1909 and published 1934), The Daughter-in-Law (1912), and The Widowing of Mrs Holroyd (1914)—only the last received of a London performance, under the auspices of the Stage Society in 1926. This performance belatedly provoked George Bernard Shaw to write that its 'torrent of profuse yet vivid dialogue' made his own seem 'archaic in comparison'. Even the redoubtable Shaw's most challenging late plays, Heartbreak House (1919) and Saint Joan (1924), received their premières in New York (though highly successful London productions of both followed within months).

The three best-known plays of Shaw's younger compatriot, Sean O'Casey (1880-1963), were shaped by the new Irish theatrical environment rather than by the demands of the more conventional London Establishment. O'Casey (born 'John Casey', and, at the peak of his association with the nationalist Gaelic League, known as 'Sean O Cathasaigh') was the last of the major early twentieth-century Irish playwrights to be associated with the Abbey Theatre in Dublin. A poor Protestant Dubliner by birth, he wrote about what he knew best—the sounds, the rhetoric, the prejudices, the frustrations and the manners of tenement dwellers of the slums of the Irish capital. Unlike his Abbey predecessors he was not prepared to romanticize Ireland or to fantasize about it either its past or its bloody present. Nor was he inclined to 'poticize' the vigorously rhythmical language of the Dublin poor. The Shadow of a Gunman (performed in Dublin in 1923 and in London in 1925) is set ina a back room in 'Hilljoy' Square at the time of the 'Black and Tan' repression in 1920. The action ofJuno and the Paycock (Dublin, 1924; London, 1925) also takes place in a single room in a two-room tenancy, though the period has moved forward to the time of the Irish Civil War in 1922. The Plough and the Stars, which provoked nationalist riots at the Abbey in 1926 but was more placidly received at the Fortune Theatre in London in the same year, describes the prelude to the eruption of the Easter Rising and the disjunctions of the Rising itself in 1916. Its action takes place in and around the Clitheroes' rooms 'in a fine old Georgian house struggling for its life against the assaults of time, and the more savage assaults of its tenants'. Despite the exemplary nature of O'Casey's nationalist credentials, in none of these plays does he offer apologies for the troubles of Ireland, or take sides with its oppressors or its supposed liberators. The poor are seen as caught up in a struggle that disrupts their lives rather than enhances or transfigures them. They are never dumb victims, but their very garrulousness reveals them as incomprehending and unwilling sufferers for someone else's cause. All three plays are characterized by their author as tragedies, but in all three the shadow and the reality of death is relieved by a wit which is as instinctive as it is irreverent. This ambiguity is to some degree exemplified in Juno and the Paycock in Jack Boyle's blusteringly reiterated reflection that 'the whole world's in a state o'chassis'. In The Shadow of a Gunman the theme of deception and self-deception, taken up from Synge's rural Playboy of the Western World  (1907) is played ironically back in a revolutionary, urban setting. The play's title is itself ambifuous. Gunmen on both sides overshadow the characters, but the gunman of the play is a sham. It is not this supposed warrior, the 'poet and poltroon' Donal Daoren, who dies violently, but the girl who looks upon him as a hero, the 'Helen of Troy come to live in a tenement', Minnie Powell. The conflict between bravado and bravery and between swaggering and fighting also determines the complex interactions of The Plough and the Stars. The assaulted tenement is both partially detached from the political struggle taking place beyond its walls and inextricably bound up in its confusions, injustices, and bloody accidents (again it is the woman, the otherwise impressively resilient Bessie Burgess, who is the victim). When O'Casey's experimental comment on the First World War, the 'Tragi-Comedy' The Silver Tassie, was rejected by the Abbey Theatre, O'Casey found a London theatre for its première in 1928 (he himself had already moved to England two years earlier). With Charles Laughton in the lead role and with scenery for the stylized expressionism of Act II designed by the painter Augustus John, The Silver Tassie seemed set to launch the dramatist on a new phase in his career. Its accentuated paradoxes, and the jerky contrast between the naturalism of its first and fourth acts and the exposed alienation of its middle two, in reality merely formed a prelude to the uncertainty, the awkwardness, and the sociality rhetoric of his later work. Neither Red Roses for Me (1943) nor the gesturing anti-clerical, anti-capitalist analyses of modern Ireland, Cock-a-Doodle Dandy (1949) and The Bishop's Bonfire (1955) managed to recall the tense, unsentimental energy of his Abbey plays.

The work of the most representative English dramatist of the period, Noël Coward (1899-1973), contrasts vividly with that of O'Casey. Coward combined the talents of actor, composer, librettist, playwright, and poseur, and his long career allowed each aspect a more than ample expression. After uncertain theatrical beginnings in the immediately post-war years he achieved a double succès de scandale in 1924 with The Vortex, a high-flown exploration of the condition of drug-addict tormented by his slovenly mother's adulteries, and the equally melodramatic The Rat Trap, a study of the miserable marriage of a playwright and his novelist-wife. In what must have seemed to audiences an abrupt change of style, in 1925 Coward produced Hay Fever. This elegantly malicious comedy, in which absurdity meets incomprehension, exposes both the eccentric, self-centered rudeness of the Bliss family and the bafflement of their conservative guests. His subsequent smartly packaged excursions into Ruritania—The Queen was in the Parlour (1926), The Marquise (1927), and the musical comedy Bitter Sweet (1929)—though vastly well-received in their time, effectively loooked back nostalgically to the lost enchantments of the Edwardian theatre. In his three major plays of the early 1930s, however, Coward glanced freshly at the problems of the immediate past and the incereasingly uneasy present. The elaborately staged Cavalcade (1931) traces the fortunes and opinions of the Marryot family in twenty-one short scenes covering the years 1899-1930 and includes episodes set variously in drawing-rooms, theatres, bar parlours, railway stations, and even on board the Titanic. It concludes with two contrasting scenes, the first of which shows its now aged central characters toasting the future in the hope that 'this country of ours, which we love so much, will find dignity and greatness and peace again'. The second, called, 'Twentieth Century Blues', takes place in a nightclub and intermixes a song about 'chaos and confusion', popular dance, woulded war-veterans making baskets, and the cacophonous sounds of loudspeakers, jazz bands, and aeroplane propellers. The 'angular and strange effect' that Coward sought at the end of Cavalcade is minimally reflected in the dialogue of his two comic studies of fraught marital relationships, Private Lives (1930) and Design for Living (1933), though, alas, neither play ultimately fulfils the psychological promise of the situations Coward wittily establishes. The limited ambitions of both were summed up in 1931 in their author's insistence that 'the primary and dominant object of the theatre is to amuse people, not to reform or edify them'. His last great success, Blithe Spirit, written in five days in 1941, ran for 1,997 performances in the West End of London (a record for a non-musical play in its time) as well as touring the provinces. It offered an essential escape from the preoccupations of the 'Home Front' in the Second World War, though it included, through the ethereal presence of Elvira and the spiritual interference of Madame Arcati, the reassurance to families parted by the war that death did not necessarily mark the end of a relationship.

J(ohn) B(oynton) Priestley (1894-1984), like Coward one of the most familiar and popular figures of the realm of propagandist entertainment during the Second World War, established his reputation as a novelist with The Good Companions (1929) and Angel Pavement (1930). The first, an account of the vagaries of the life of a travelling theatrical troupe, was successfully dramatized (with the aid of Edward Knoblock) in 1931. It opened the floodgates to Priestley's career as a dramatist in his own right, a career which ultimately included more than forty plays. His stance as a no-nonsense populist and professional Yorkshireman, so self-consciously cultivated in his wartime radio broadcasts (published under the confident titles Britain Speaks (1940) and All England Listened (1968), belied his genuine sophistication and dedication as an artist and critic. His best-remembered and most commonly revived plays, Time and the Conways
 (1937), When We Are Married (1938), and the mystery An Inspector Calls (1947) show  a mastery of the conventional 'well-made' form and a tolerant sporting with human folly. The two comedies in particular tend o reinforce the virtues of common sense and stolidity rather than to challenge preconceptions as to the nature of society or the role of the theatre.

R(obert) C(edric) Sherriff's distinctly unreassuring dramatic account of life in the trenches of the First World War in Journey's End was translated from the Apollo Theatre (where it had been produced in December 1928 by the Stage Society) to the Savoy in January 1929. It ran for 594 performances before transferring to yet another West End theatre. Sherriff (1896-1975) never wrote anything more striking (though he had some later success in the theatre and with screenplays for the film-director Alexander Korda). Journey's End combines realism with the kind of restraint which is expressive of far more than the stiff-upper-lip heroics of idealized British officers. Its novelty lay in its stark portrayal of male relationships strained by an uncomfortable intimacy with discomfort, physical dissolution, and death. It brought a frank representation of wastage and violence to the London theatre which served as effectively as Wilfred Owen's posthumously published poetry to stir unreconciled and unhappy emotions in ex-soldiers and to exemplify the pity of war to those who had not been required to fight.

'Fields We Do Not Know': Bunting and Larkin

From Andrew Sanders's Short Oxford History of English Literature:

Basil Bunting (1900-85) has proved one of the most difficult to 'place' of the major English poets of the twentieth century. He is certainly one of its most determinedly 'provincial', proud of his Northumbrian roots and culture and insistent in his use of northern words and in hie echoes of northern speech rhythms (a note to Briggflatts insists that 'southrons [southerners] would maul the music of many lines' in the poem). He is at the same time one of the most sophisticated openers up of English Modernism, one attuned to an international recasting of literary forms and one whose work is informed by the countours of non-native landscapes (in Bunting's case particularly by his extended sojourns in Italy and Iran; he worked as a British spy in the latter country in the 1950s). He was one of a very select group of inter-war writers approved of by Ezra Pound, who in 1938 had jointly dedicated hisGuide to Kulchur to him and Louis Zukofsky as 'strugglers in the desert'. His total output as a poet remains relatively slim, however. Bunting's first volume of poetry Redimiculum Matellarum was published in Milan in 1930 at the time of his closest association with Pound, but it was not until the appearance of his long poem Briggflatts in 1966 (followed by hisCollected Poems in 1968) that he attracted due recognition and a wider audience for his sometimes elusive, often complexly referential, work.

In a sense Bunting's work can be characterized by the idea of rediscovery. Like that of David Jones, his poetry re-explores historical and personal pasts, interweaving archaeology and landscape, memory and a burgeoning and reawakened sensibility. Unlike the chaste, God-haunted Jones, Bunting rejoices in his sexual identity, an identity associated in Briggflatts with the recurrent phallic emblem of the slow-workm. He also delights in the conjunctions of times and places, and it is to the well-remembered fells and exposed sea-coasts of north-eastern England that the poem returns with a sense of exact, happy, even mystical, recall in which earthly shapes are caught up in celestial patterns:

Shepherds follow the links,
sweet turf studded with thrift;
fell-born men of precise instep
leading demure dogs
from Tweed and Till and Teviotdale,
with hair combed back from the muzzle,
dogs from Redesdale and Coquetdale
taught by Wilson or Telfer.
Their teeth are white as birch,
Slow under the black fringe
of silent accurate lips.
The ewes are heavy with lamb.
Snow lies bright on Hedgehope
and tacky mud about Till
where the fells have stepped aside
and the river praises itself,
silence by silence sits
and Then is diffused in Now.

Bunting's sharp detailing has reminded some of his readers of Wordsworth's, but the sensibility which determines that detailing is distinctly Modernist.


Philip Larkin's work, which so characterized the mainstream of English poetry in the 1950s and 1960s, stands in marked contrast to that of Bunting. Larkin's novel Jill (1946) is set in an Oxford from which Arnold's 'last enchantments of the Middle Age' and Waugh's douceur de la vie have been banished by the make-do-and-mend mentality of the Second World War. 'Life in college was austere', Larkin wrote in the introduction he added to the novel in 1963; 'Its pre-war pattern had been dispersed, in some instances permanently. Everyone paid the same fees . . . and ate the same meals . . . At an age when self-importance would have been normal, events cut us ruthlessly down to size." Jill is remarkable not simply for its picture of an Oxford forced into a dispirited egalitarianism by the war, but also for its introduction of what became a common theme in the literature of the 1950s and 1960s, the awkward self-consciousness of provincial, lower-middle-class England and the upward mobility of a grammar-school educated intelligentsia. Although Larkin (1922-85) was not of the generation which benefited most from the provisions of the 1944 Education Act, he was typical of a new breed of articulate university graduate. As the key poet of the post-war decades he was also to chart other social and cultural changes with a sardonic percipience. Larkin was the most significant of a loose group of writers known in the early 1950s as 'the Movement', a group assumed by those who disliked what it stood for to be the typical product of wartime planning and the Welfare State. Evelyn Waugh, not unexpectedly, complained in 1955 of a 'new wave of philistinism with which we are threatened by these grim young people coming off the assembly lines in their hundreds every year and finding employment as critics, even as poets and novelists'. 'The Movement', which also included the novelist Kingsley Amis (1922-95), the poet and critic Donald Davie (b. 1922), and the poet and novelist John Wain (b. 1925), was united not so much by its class origins or by its beer-drinking, pipe-smoking, and jazz-appreciating friendships, but by a sensibility shaped by a shared antipathy to the cultural pretensions of Bohemia and Blomsbury and to what it saw as the élitism of much Modernist writing. It would be preposterous to cast the self-effacing Larkin as a prototype of the 'angry young man' of the late 1950s, but his was a distinctive and to some degree representative new voice.

The six volumes of verse that Larkin published in his lifetime were all modest in size. His first, The North Ship, appeared in 1945; it was succeeded by XX Poems (published in a tiny edition in 1951), by a slim pamphlet containing five further poems in 1954, and in 1955 by the volume which first made his name as a poet, The Less Deceived. His earliest published poem, 'Winter nocturne' (printed in his school magazine in 1938), clearly shows the influence of Yeats, an influence, 'as pervasive as garlic', which Larkin claimed could also be felt in the poems in The North Ship. From the mid 1940s, however, he discovered a new model of poetic restraint in Hardy. It is Hardy's example which seems to inform even the title of The Less Deceived. Much of Larkin's subsequent poetry was to bypass Modernist experiment and high-flown language in favour of traditional metrical forms and a precise and plain diction. The two later collections, The Whitsun Weddings (1964) and High Windows (1974), point not simply to the sharpness of Larkin's ear for the inflexions of his own age, but also to a new and, at the time, deliberately provocative frankness. As the selection of his Letters published in 1992 reveals, Larkin had a private penchant for what was once coyly described as 'four-letter words'. If this vocabulary had only entered the 'polite' literary mainstream before, Larkin's long-established admiration for Lawrence's Lady Chatterley's Lover may partly explain the plain speaking of certain of the poems published in High Windows. The language of the title poem stresses its contemporaneity: 'When I see a couple of kids / And guess he's fucking her and she's / Taking pills or wearing a diaphragm, / I know this is paradise / Everyone old has dreamed of all their lives'. 'Annus Mirabilis', an old man's sing-song ballad, sees the paperback publication of Lawrence's book as part of a wider shift in popular culture and manners: 'Sexual intercourse began / in nineteen sixty-three / (Which was rather late for me)—/ Between the end of the Chatterley ban / And the Beatles' first L.P.' What has since become Larkin's most quoted line ('They fuck you up, your mum and dad') opens 'This Be the Verse', a poem which at first sight appears to be a neat summary of Freudian theory and Hardyan pessimism, but one which moves into an intensely private disillusion: 'Man hands on misery to man. / It deepens like a coastal shelf. / Get out as early as you can, / And don't have any kids yourself.'

When he was asked by an interviewer in 1979 if he had felt like an outsider as a child, Larkin stressed that he had been fond enough of his parents even though 'they were rather awkward people and not very good at being happy'. 'These things rub off', he added ruefully. There is little exhilaration in Larkin's verse. Human history and human experience, as he observes them, provide few occasions for rejoicing. If he recognizes that certain inherited characteristics do indeed 'rub off', he nevertheless sees himself as alienated from both an uncomfortable past and a cheerless Godless present. In 'I remember, I remember' a series of negatives undoes the fond sentimentality of Thomas Hood's poem of the same name. In a later poem, 'To the Sea', Larkin looks back far more gaily to the seasides of his parents' courtship and of his own boyhood, but the line expressive of the continuities that the poem recalls ('Still going on, all of it, still going on') scarcely suggests a sense of liberation in or from time. The snapshots in 'Lines on a Young Lady's Photograph Album' record 'dull days as dull, and hold-it smiles as frauds' and stir a sense of alienation from 'a past that no one now can share'. Larkin's present, a late 1950s present in the poems 'The Whitsun Weddings' and 'Afternoons' , is that of an England of false cheer, cheap fashions, joyless wedding parties, drab recreation grounds, and 'estatefuls' of washing. His accounts of the past are marked by an awareness of a gulf fixed between then and now by death and ageing. In 'MCMXIV', a joint tribute to the art of Wilfred Owen and to the deceptions of photography, he describes an 'innocent' group of young recruits, 'grinning as if it were all / An August Bank Holiday lark', about to be bloodied by the Great War. The country church in 'Church Going' is inspected with an 'awkward reverence' by a 'bored, uninformed' post-Christian narrator who frets at the prospect of a future in which religion will have shrunk to a prevalent fear of death. In what is perhaps his most delicate and lyrical poem, however, history and time, an unease at the prospect of death and an uncertain glimmer of human hope are fused together into a new whole. 'An Arundel Tomb' describes a medieval funerary monument to a husband and wife who are shown lying side by side and hand in hand. The 'lengths and breadths of time' have not only marred the sculptural image, but have also served to alter the way in which all images are read and interpreted:

       Snow fell, undated. Light
Each summer thronged the glass. A bright
Litter of birdcalles strewed the same
Bone-riddled ground. And up the paths
The endless altered people came,

Washing at their identity.
Now, helpless in the hollow of
An unarmorial age, a trough
Of smoke in slow suspended skeins
Above their scrap of history,
Only an attitude remains:

Time has transfigured them into
Untruth. The stone fidelity
They hardly meant has come to be
Their final blazon, and to prove
Our almost-instinct almost true:
What will survive of us is love.

The Audenesque confidence of the last line is deliberately qualified by the two preceding 'almosts'. The provisionality is essentially Larkin's own.

Toads Revisited


Vladimir Nabokov

From Hart and Leininger's Oxford Companion to American Literature: 

  
Vladimir Nabokov (1899-1977), born in Russia of a patrician family, educated at Trinity College, Cambridge, came to the U. S. (1940) and was naturalized in 1945. He was a professor of Russian literature at Cornell (1948-59) until his own literary success allowed him to retire. His ingenious, witty, stylized, and erudite novels include Laughter in the Dark (1938), published in England as Camera Obscura (1936), after the original Russian title, about the moral deterioration of a respectable Berliner; The Real Life of Sebastian Knight (1941), in which the narrator, a young Russian in Paris, discovers the true nature of his half-brother, an English novelist, by writing his biography; Bend Sinister (1947), about a politically uncommitted professor in a totalitarian state who tries to maintain personal integrity; Pnin (1957), amusing sketches about the experiences of an exiled Russian professor of entomology at an upstate New York college; Lolita (Paris, 1955, U.S., 1958), a farcical and satirical novel of the passion of a middle-aged, sophisticated European emigré for a 12-y3ar-old American "nymphet," and their wanderings across the U.S.; Invitation to a Beheading (Russia, 1938; U.S., 1959), a Kafkaesque story of a man sentenced to die for some unknown expression of individuality and his resultant discovery that he has a real soul; Pale Fire (1962), a satirical fantasy called a novel, which is a witty, ironic, and complex tour de force concerning a poem about an exiled Balkan king in a New England college town and the involved critical commentary of the poem by the king himself;The Gift (Russia, 1937; U.S., 1963), a pseudo-autobiography about Russian expatriates in Berlin after World War I; The Defense (Germany, 1930; U.S., 1964), about a young Russian master of chess who treats life as another game; The Eye (1965), about a Russian emigré living in Berlin; Despair (1966), about a man who contrives his own murder; King, Queen, Knave (1968), his second novel, originallly published in Germany (1928), also the setting for the story of a young man's affair with his married aunt; Ada or Ardor (1969), a witty parody whose involved plot, set in a fanciful land, deals with a man's lifelong love for his sister Ada; Mary (1970), the author's first novel (Germany, 1926), about a young Czarist officer exiled in Berlin and his first love affair; Glory (1971), the fifth (Paris, 1932) of his nine novels written in Russian, a comic portrait of a Russian émigré's wanderings; Transparent Things (1972), a novella about a rootless American's marriage and murder of his wife; and Look at the Harlequins! (1974), a novel about an author who very much resembles Nabokov himself. His stories have been gathered in several collections; his light, witty verse appears in Poems (1959) and Poems and Problems (1971), the latter including also problems in chess, and The Waltz Invention (1966) is a play. Conclusive Evidence (1951), revised as Speak, Memory (1966), gathers autobiographical sketches of life in Imperial Russia. Strong Opinions (1973) prints replies to journalists' questions about himself, literature, and public issues. He wrote a study of Nikolai Gogol (1944) and made a translation with commentary of Eugene Onegin (4 vols., 1964, revised 1977). The correspondence of Edmund Wilson and Nabokov, much of it about his translation of Pushkin, appeared in 1979. Other posthumous publications include Lectures on Literature (1980) and Lectures on Russian Literature (1981).


Invitation to a beheading, novel by Nabokov, published in Russia in 1938 and in the U.S. in 1959. 

Cincinnatus C. is in prison awaiting execution for his crime of "gnostical turpitude" or "opacity" since his soul has been impenetrable and not open to other people. There he recalls his past life, including marriage to Marthe, a nymphomaniacal mother of two defromed children, and his own teaching of crippled children in a kindergarten. He also spends time thinking of ways to escape or talking with the prison director, Rodrig Ivanovich, and M'sieur Pierre, ostensibly another prisoner but actually his executioner. In time he learns to avoid his confusion of dreams of the past with present reality and discovers how to surround his soul with a structure of words that permits him to communicate with others. Nevertheless he is led to his execution, but as one part of his puts his head on the block, another part leaves to join the onlooking crowd of people who are "beings akin to him."


Lolita, novel by Nabokov, published in Paris (1955) and in the U.S. (1958).

In the psychopathic ward of a prison while awaiting trial for murder, 37-year-old Humbert Humbert writes out his life story. Though once wed to a woman about his age, he has long been obsessed by a passion for nymphets: girls between the ages of nine and 14. Coming from Europe to the U.S. on business, he meeets and marries the widowed Charlotte Haze only to be near her 12-year-old daughter Lolita. To achieve this he considers murdering Charlotte, but when she is killed by accident he takes Lolita on a cross-country junket, planning to seduce her, only to be seduced by her, for she is no longer a virgin. Lolita escapes from his jealous protection, and he does not learn of her again until she is 17, married, and pregnant. Then she tells him that during her days with hem she had love Clare Quilty, a famous playwright. Even though their affair is long in the past, the infuriated Humbert Humbert murders Quilty and is jailed but dies of a heart attack before his trial.

 

Pale Fire, novel by Nabokov, published in 1962.

An unfinished poem of 999 lines of heroic couplets, titled "Pale Fire," by John Shade is the subject of an inept but lengthy exegesis of 160 pages by Charles Kinbote. Although ostensibly a literary scholar, Kinbote admits he is actually Charles Xavier, last king of Zembla (1936-58), overthrown in a revolution. One of the revolutionary leaders, Gradus, has pursued the monarch to New Wye, Appalachia, in the U.S., where as Kinbote he is teaching at Wordsmith College. There Kinbote has made friends with the poet John Shade in the hope of persuading him to write an epic immortalizing Zembla and its last monarch. However, Gradus accidentally kills Shade while trying to assassinate the ex-king. Charles makes off with the manuscript of the unfinished poem that he persuades himself is a cryptic version of the desired epic, and therefore in editing the work for publication he creates the very elaborate commentary that forms the body of the novel.

 

Cognición retrospectiva, intertextualidad e interpretación

Watching Nothing: Postmodernity in Prose

DOMINGO, 6 DE ENERO DE 2013

Watching Nothing: Postmodernity in Prose

 From Richard Gray's History of American Literature:

 

When Wolfe was cataloguing the forms of the contemporary American novel that, he believed, had failed in the primary duty to the real, he picked out one group for particular condemnation. They were the postmodernists: those who, Wolfe scornfully suggested, wrote about "The Prince of Alienation . . . sailing off to Lonesome Island on his Tarot boat with his back turned and his Timeless cape on, reeking of camphor balls." For their part, some of those writers have returned the compliment. One of them, for example, clearly thinking of figures like Raymond Carver, has referred to the school of "Post Alcoholic Blue-Collar Minimalist Hyperrealism." The opposition is not universal, of course, not even inevitable. On the contrary, most contemporary American novelists exploit the possibilities of both realism and postmodernism, and others besides, as they attempt to navigate the two rivers of American history described by Mailer. Nevertheless, the opposition hs been there at times: between the New Journalists and the Fabulators, the dirty realists and the fantasists or systems builders. And it is mapped out clearly in the gap that separates Wolfe, Carver, and the Capote of In Cold Blood from the wholehearted postmodernists of contemporary American writing, notably Thomas Pynchon (19837) and John Barth (1930-). Pynchon is perhaps the most acclaimed and personally the most elusive of the postmodernists. Relatively little is known about him, apart from the fact that he studied at Cornell, for some of the time under Vladimir Nabokov (who did not remember him). and that he worked for a while for the Boeing Aircraft Company in Seattle. He has chosen social invisibility, the last known photograph of him dating from the 1950s. Although this is almost certainly motivated by a desire to avoid the pitfalls of celebrity and the publicity machine, it has given the figure of Pynchon a certain alluring mystery. It also adds to the mystique his fiction projects, since that projection is of a world on the edgeo of apocalypse, threatened by a vast conspiracy directed by or maybe against and established power elite. This conspiracy, the intimation is, is decipherable through a series of arcane sighs. The signs, however, require interpretation, decoding according to the rules of structural paranoia. And one of those rules is that structural paranoia is impossible to distinguish from clinical paranoia. So interpretation may be a symptiom rather than a diagnosis. Pynchon's novels are extraordinarily intricate webs, self-reflexive halls of mirrors, precisely because they replicate the world as text—a system of signs that must but cannot be interpreted. Each of his books creates a lexical space, a self-referential verbal system, that imitates the post-humanist space, steadily running down and losing energy, that all of us now occupy.

 

Pynchon has been his own fiercest critic. In an introductory essay to his early stories, Slow Learner (1984), he has said that his fundamental problem when he began writing was an inclination "to begin with a theme, symbol, or other unifying agent, and then try to force characters and events to conform to it." His books are certainly packed with ideas and esoteric references; and, whether one agrees with this self-criticism or not, it is clear that Pynchon laid down his intellectual cards early. The title of his first important short story is "Entropy" (1960). It contains specific references to Henry Adams; and it follows carefully the Adams formulation, "Chaos was the law of nature; Order was the dream of man." The use of entropy as a figure for civilization running down was to become structurally formative in his later fiction. So was his use of two kinds of characters, alternative central figures first sketched out here. The situation in "Entropy" is simply and deliberately schematic. There is a downstairs and an upstairs apartment. Downstairs, a character called Meatball Mulligan is holding a lease-breaking party, which moves gradually toward chaos and consequent torpor. Upstairs, another character, an intellectual called Callisto, is trying to warm a freezing bird back to life. In his room he maintains a small hothouse jungle, referred to as a "Rousseau-like fantasy." "Hermetically sealed, it was a tiny enclave in the city's chaos," the reader is told, "alien to the vagaries of the weather, national politics, or any civil disorder." The room is a fantasy, a dream of order, in which Callisto has "perfected its ecological balance." But the room leaves him in paralysis, the dream does not work; the bird dies, and Callisto's girlfriend, realizing that he is "helpless in the past," smashes the window of their hermetically sealed retreat, breaking the shell surrounding his fantasy life. Meatball Mulligan, meanwhile, does what he can to stop his party "deteriorating into total chaos" by tidying up, calming his guests, getting things mended.

 

"Entropy," in this way, mediates between binary opposites: which are the opposites of modern consciousness and culture. There is the pragmatist, active to the point of excess, doing what he can with the particular scene, working inside the chaos to mitigate it. And there is the theorist, passive to the point of paralysis, trying to shape and figure the cosmic process, standing outside as much as he can, constructing patterns for the chaos to explain it. Meatball is immersed, drowning in the riotous present; Callisto is imprisoned in the hermetically sealed glasshouse of the past. The text, which here and later is the dominant presence in Pynchon's writing, is the interface between these two figures, these two systems or levels of experience. As such, it sketches out human alternatives in a multiverse where mind and matter are steadily heading for extinction. Or, it may be, the alternatives of hyperactivity and containment, the open and the closed, between which the individual consciousness constantly vacillates. The two are not, in any event, mutually exclusive. To an extent, what Pynchon does in his work is to give a decidedly postmodernist spin to perennial American preoccupations. In the tradition of the American jeremiad, he presents a culture, if not bound for heaven, then bent toward hell, its own form of apocalypse or heat death. And in the grain of American writing structured around the figures of the wilderness and the clearing, he develops a sometimes bewildering series of systems, human and nonhuman, built around the fundamental, formaive principles of spatial openness and closure, immersion and separation, the flexible and the fixed, the signified and the signifier—a world that is a  totality of things, data, and a world that is a totality of fact, signs.

 

In his first novel, V (1963), Pynchon returned to two formative characters recalling Callisto and Meatball in the shape of Hubert Stencil and Benny Profane. The book confirms its author's sense of the modern world as an entropic waste land, inhabited by men and women dedicated to the annihilation of all animatedness. It is bounded by dead landscapes, urban, mechanical, underground. A populous narrative, it is also packed with characters who are ciphers; seeing others and themselves, not as people, but as things, objects, they lapse into roles, masquerade, and cliché. Blown along the mean streets and even meaner sewers of this story, Benny Profane is a schlemiel, the suffering absurd comedian of Jewish lore. A faded copy of a picaro, he drifts through life in such enterprises as hunting alligators underneath New York City; it is there, in fact, in the darkness and oblivion of the sewers, that he finds his greatest comfort and peace. Hubert Stencil, on the other hand, searches the world for V., the mysterious female spy and anarchist who is by turns Venus, Virgin, and Void and seems to be everywhere and nowhere. Stencil appears to be on a significant quest. Described as "a century's child" and born in 1901, he is pursuing the remnants of the Virgin in the world of the Dynamo. His father, a former British spy, has left behind enigmatic clues pointing to a vast conspiracy in modern history So, whereas Profane lives in a world of sightlessness without signs or discernible patterns, Stencil enters a world of elusive signs and apparent patterns, all gravitating toward an absent presence, the lady V. his quest is for a fulcrum identity. In a sense, he is given an outline identity by his search, since he thinks of himself as "quite purely He who looks for V. (and whatever impersonations that might involve)." It is also a quest for the identity of modern times. Using the oblique strategy of "attack and avoid," Stencil moves through many of the major events of the twentieth century, seeking to recover the master plot, the meanings of modern history and this book. The only meaning found, however, is the erasure of meaning: the emptying of a significant human history and its sacrifice to mechanism and mass. The purposiveness of Stencil, it turns out, and the purposelessness of Profane are both forms of "yo-yoing" movement, often violent oscillation, bereft of all significance except the elemental one of postponing inanimatedness.

 

At the heart of V, in short, is a paradox characteristic of all Pynchon's work. Its enormous historical bulk and vast social fabric is so constructed that it may be deconstructed, so complexly created that it may be doubted then decreated. The deconstruction is there, centrally, in the controlling sign of V. herself, "a remarkably scattered concept" as we are told. A human figure, passsing through many stages and identities, she comes down to Stencil's final dream of her as a plasticated technological object. A shifting letter attached to a historical process of progressive deanimation, the human figure is translated into a figure of speech. The other two compositional principles of the novel, Stencil and Profane, may apparently be opposed, just as Callisto and Meatball are, as the creator of patterns and the man of contingency, the constructive and the deconstructive, he who seeks and he who floats They are joined, however, not only in a failure of significance but a failure of identity. Stencil and Profane inhabit a textual world that simultaneously exhausts and drains meaning: there is a proliferation of data, in excess of possible systems and in denial of any need, any compulsion to explain. Not only that, they are created only to be decreated, just as that textual world is—and in the same terms as that elusive noncharacter V. herself. Their names are parodies, their words and gestures gamesome or stereotypical, their physcial bearing a series of masks. As such, they offer playful variations on a definition of life supplied during the novel: as "a successive rejection of personalities." In the simplest sense, Vis not a book without a subject or a plot. Full of characters (of a sort) and events, it exploits a number of narrative genres to keep the action lively and the attention engaged: among them the mystery story, the tale of the quest, and science fiction. But in another, more elemental sense, it is. Not only a text about indeterminacy, is an indeterminate text: its significance, its subject is the lack, the impossibility of one.

 

 

 

Almost the last reported words of V. are "How pleasant to watch Nothing." In his subsequent fiction, Pynchon has continued this watching and searching of the boundlessness of "Nothing" in a variety of fictional guises. In his second novel, The Crying of Lot 49 (1966), the main character, Oedipa Maas, learns that her onetime lover, Pierce Inverarity, has made her an executor of his estate. Now he is dead, she sets out to investigate Inverarity's property: an investigation that leads to the discovery of what she takes to be a conspiratorial underground communication systema dating back to the sixteenth century. Following the clues, she finally believes she will solve the enigma thorugh a mysterious bidder keen to buy Inverarity's stamp collection. But the novel ends with the enigma unsolved, the plot and its meaning unresolved, as Oedipa awaits the crying out at the auction of the relevant lot number 49. The subject, and its significance, still wait to be located. So do they inGravity's Rainbow (1973), Pynchon's third novel. Set in the vlosing years of World War II, the story here, a complex web of plots and counterplots, involves a Nazi Lieutenant Weissman, disguised as a mysterious Captain Blicero, and an American sleuth, Lieutenant Tyron Slothorp, while V-2 rockets rain down on London. Weissman, it appears, was once the lover of V.—in this elaborate intertextual world, Pynchon's texts echo his own as well as the texts of others. The gravitations of mood are characteristic: from black humor to lyricism to science fiction to fantasy. So is the feeling the reader experiences, while reading the book, that he or she is encountering not so much different levels of meaning or reality, as different planes in ictive space, with each plane in its shadow box proving to be a false bottom, in an evidently infinite regression. So, also, finally is the suspicion of conspiracy: Gravity's Rainbow explores the possibility that, as one character puts it, "war was never political at all, the politics was all theater, all just to keep the people distracted."

 

In this fictivie maze, the V-2 rocket assumes an elusive significance. It answers "to a number of shapes in the dreams of those who touch it—in combat, in tunnel, or on paper"; each rocket, the reader learns, "will know its intended and hunt him . . . shining and pointed in the sky at his back . . . rushing in, rushing closer." The intimations of a conspiratorial system, here "dictated . . . by the needs of technology," is wedded, in a way characteristic of Pynchon, to a centrally, crucially indeterminate sign. Like V., the V-2 rocket is as compelling as it is mysterious, as beautiful as it is dangerous, constantly dissolving into nothingness, deadly. Compared to a rainbow arched downwards, as if by a force of gravity that is dragging humankind to its death, the rocket initiates the same need to find meaning as V. did. Similarly, it offers an excess of meaning, an excess that is an evacuation. SinceGravity's Rainbow, Pynchon has moved forward to the landscape of the 1980s and, through ample reminiscence, the 1960s in Vineland (1990), then back to the early twentieth century in Against the Day (2006) and forward again to the 1960s in his variation on the noir novel, Inherent Vice (2009). In between Vineland and Against the Day, he moved back to the early republic in Mason and Dixon (1997)_ to the days when men like the two famous surveyors mentioned in the title were trying to establish boundaries in the boundlessness of America, in order to appropriate it. America is memorably described in this novel as "a very Rubbish-Tip for subjunctive Hopes, for all that may yet be true". It is the world, the landscape that inahbits all Pynchon's fiction: the realm of measurelessness and dream, the indicative and the subjunctive, the closed and appropriated and the open And it is typical of the author that he should weave his speculations on legends, the rich "Rubbish-Tip" of dreams ("Does Britannia when she sleeps, dream? one character asks, "Is America her dream?"), into a densely populated social fabric and a meditation on historical decline. The fictive energy of Pynchon seems inexhaustible, not least because it careers with tireless energy between contraries. But to an extent, what drives it is summed up in one simple question one character asks the other in this novel: "Good Christ, Dixon. What are we about?"

 

The narrator of John Barth's second novel, The End of the Road (1958), begins the story he is to tell with a sly parody of the opening sentence of Moby-Dick: "In a sense, I am Jake Horner." That use of language to set up distances is characteristic. The distances are several: between reader and character (Horner is already asking us to look at him as only "in a sense" what he names himself), between the narrator and character (who only "in a sense" form a negotiable, nameable identity)—above all, between the world inside the text and the world outside Barth has proved to be his own best critic and commentator precisely because his is a fiction that continually backs up on itself, subverting any temptation to link that fiction to reality by commenting on form. HIs texts and characters are constatnly commenting on themselves, or inviting or insisting on such comment. His fourth novel, Giles Goat-Boy (1966), for instance, begins with fictive letters of introduction by several editors that suggest, among other things, that the author is "unhealthy, embittered, desperately unpleasant, perhaps masturbative, perhaps alcoholic or insane, if not a suicide." Or then, again, that he is a mysterious unknown, or even a computer.. Besides creating multiple dubieties, making the book a series of masks, the letters both liberate the author from the authority of authorship and advie the reader as to how to read this fiction. Which is, as fiction: a series of signs that have no reference to objects outside themselves, and whose value lies in their intrinsic relationship, the play between them. "This author," one editor complains, "has maintained that language is the matter of his books"; "he turns his back on what is the case, rejects the familiar for the amazing, embraces artifice and extravagance; washing his hands of the search for Truth, he calls himself 'doorman of the Muses' fancy-house'."

 

"What is the case" is a sly allusion to a famous remark made by the philosopher Ludwig Wittgenstein. "The world is all that is the case." The world, Wittgenstein argues, is the sum of what we take to be true and believe that others take to be rue. We construct our world from the inside out; and the crucial weapon in those configurations, those patternings of things, is the system of language we have at our disposal. We cannot, in fact, get outside the prisonhouse of our language; all we can do, when we draw a picture of our world, is draw the bars. Inadvertently, one of the fictive editors revelas the project that is at the heart of all Barth's fiction, and all other work that is sometimes called postmodern and sometimes metafiction. Everything is only "in a sense" this or that it is named. The self is the sum of its rules, its locutions; the world is the sum of our constructions of it; any apparent essence, any "natural" baing or feeling or presence, is really a social construct, a sign of culture trying to wear the mask of nature (and "nature" is a cultural convention, too). And the text refers to nothing but itself. The ultimate postmodern protagonist is perhaps Echo in Lost in the Funhouse (1968), Barth's first collection of stories, who "becomes no more than her voice." That, together with the self-referential nature of his language and the self-reflexive character of his fiction, may make Barth's work sound abstract to the point of being ossified. It is not, on the whole, because the voice is vital: his novels and stories are packed with voices, energetic, comically ebullient, often ironic, as Pynchon's are with masks and figures. Not only that, in his hands, the prisonhouse of language does become a funhouse: a place for play and passionate virtuosity.

 

As for voices: these range from the tones of the narrator of Barth's first novel, The Floating Opera (1956), recalling his experiences on the day in 1937 when he debates suicide, to the multiple voices of his fifth novel, Letters (1979). As its title implies, Letters is an unusual development of epistolary fiction. In it, seven more or less parallel narratives are revealed through correspondence written by seven characters from Barth's earlier fiction, including the author himself as just another imaginary figure. The intricate story that emerges is a characteristic inquiry into enclosure and liberation: the patterns into which all seven characters have previously been set, the degree of freedom they may possibly discover and possess. Typical of Barth's voices, that of Jake Horner, in turn, is notable for its sometimes playful, sometimes angry irony, its humorous elusiveness. Horner is a man so aware of the plural possibilities of existence, the "game" involved in living, that he often finds himself incapable of reacting, acting out a role. He can always find a reason for doing something, or its complete opposite. And the action of The End of the Road concerns a time when, on the advice of his doctor, he attempts to remedy this by becoming a college teacher, to

"teach the rules. Teach the truth about grammar," the vocabulary of life. The novel circles around a disastrous travesty of a love triangle when Jake becomes briefly involved with the wife of a fellow teacher who does belive life can be contained within one version of it—who, as Jake marvels, is "always sure of his ground." Yet that triangular affair, and its dreadful outcome, is less in the foreground than Jake's sustained sense of the absence of identity, his or that of others, outside of roles, or the absence of action or meaning apart from performance. He—and we the readers—are constantly being reminded that this is a story, one possible version of the world among an infinite number. What gives the novel its power is the tricky movements of Jake's voice, always prone to tell us something and then confide "in other senses, of course, I don't believe this at all." And what gives it its passion is the vacillation, the constant movement Jake's awareness of his predicament instigates, between play and paralysis. The games enforced in The End of the Road with their painful consequences, conclude with Jake leaving the college and taking a taxi cab to the airport. Jake's last word is his ambiguous instruction to the driver, as he gets into the taxi: "Terminal."

 

Jake seems to step out of life and motion as he steps into the cab and out of the narrative. Life equals language equals story. That is the formula animating Barth's work. To cease to narrate is to die: a point that Barth makes more or less explicit in his use of the figure of Scheherazade in the opening history in his collecction, Chimera (1972). Scheherazade was, of course, the figure in the Arabian folktale who stayed alive simply by telling stories. Telling stories, in turn, spins into fantasy. Barth is fond of creating worlds within worlds, using parody and pastiche, verbal and generic play to produce multiple layered simulacra: copies, imitations of something for which the original never existed. It could and can never exist because there was and is no reality prior to the imitation, to tales and telling. So, in The Sot-Weed Factor  (1960), Barth takes up the author fo the 1708 Maryland poem with the same title, Ebenezer Cooke, about whom virgually nothing is known. He then uses Cooke as the hero of a lusty picaresque tale that is a pastiche of history, conventional historical fiction, autobiography, and much else besides. The Sot-Weed Factor also raises the issue of how history aand identity are known, by slyly eliding them with all kinds of literary "lies" from poetry to tall tales and braggadocio to mythology. Giles Goeat-Boy, after its initial framing in the debate over authorship, continues theis subversion through similarly comic devices. The whole modern world is conceived of as a university campus, controlled by a computer that is able to run itself and tyrannize people. The book is in part a satirical allegory of the Cold War, since it is divided into East and West. It is also a characteristically layered fiction, since it parodies everal genres (myth, allegory, the quest, and so on) and a variety of texts (including the Bible, Don Quixote, and Ulysses). Above all, it translates the earth into an artifice. The world, the intimation is, is a fable, a structure created by language and, as such, comparable to the artificial structures created by the author of this novel (whoever he or it may be) and by all his characters (who practice their several disciplines, their different roles and subject vocabularies). Works written since Giles Goat-Boy, such as Letters, Sabbatical: A romance (1982), The Tidewater Tales (1987),The Last Voyage of Sinbad the Sailor (1991), and The Development (2008), continue Barth's passionate play with various forms, the numerous ways in which we tell ourselves stories to live them and live in them. For him, that play is at once imperative and inspiring, a form of necessity and a liberation, something coextensive with breathing. Some of his characters sometimes may yearn, as one of them puts it, "to give up language altogether." But that, as Barth feels and indicates, is to "relapse into numbness," to "float voiceless in the wash of time like an amphora in the sea." It may seem attractive occasionally, but to evacuate voice is to erase identity, place, and prexence. To abandon language and its difficulties is to surrender to death.

 

Two writers who have sketched out very different possibilities for postmodernism, an, in doing so, created distinctive fictive landscapes, are Donald Barthelme (1931-1989) and John Hawkes (1925-1998). The distances between them, despite their common allegiance to work of art as object, an opaque system of language rather than transparnt account of the world, are suggested by two remarks. "Fragments are the only forms I trust," observes the narrator in one of the stories in Barthleme's second collection, Unspeakable Practices, Unnatural Acts (1968). "The need is to maintain the truth of the fractured picture." Hawkes insisted in an early interview. Hawkes is interested in creating strange, phantasmagoric landscapes, dreamscapes in a way, that evoke, always in their own terms, what he has called "The enormities of ugliness and potential failure within ourselves and in the world around us," "our potential for violence and absurdity as well as for graceful action." Barthelme is just as committed as Hawkes is to the displacement of the writer from the work. He is also committed to the displacement of the work from the world, so that the work becomes simply, as Barthelme puts it, "something that is there, like a rock or a refrigerator." But, whereas Hawkes's fiction has a quality of nightmare, entropic stillness, Barthelme's stories and novels are witty, formally elegant, slyly commenting on themselves as artifacts. Hawkes began his writing, he said, with "something immediately and intensely visual—a room, a few figures." Then, eschewing interest in plot, character, setting, and theme, he aimed for what he called "totality of vision or structure." Using corresponding events, recurring images and actions, and a prose style that seems to freeze things in times and retard readerly attention, he creates landscapes of evil and decay. As his characters traverse these landscapes almost somnambulistically, their and our feelings vacillate between fear, dread, and the bleakly, blackly, humorous. Barthelme, however, begins his writing in the verbal rather than the visual. "O I wish there were some words in the world that were not the words I always hear!" complains the title character in Barthelme's first novel, Snow White (1967). Barthelme obliges with a verbal collage, full of odd juxtapositions and unpredictable swerves: a linguistic equivalent of Pop Art, in a way, which picks up the shards and fragments, the detritus of modern life and gives them a quality of surprise. "We like books that have a lot of dreck in them," admits the narrator of that same novel. And it is precisely the dreck of contemporary conversation, from the commonest clichés to intellectual chatter, that is picked up in his books and turned all to strangeness by omitting or fragmenting the habitual arrangements and separations by which we seek to retain a feeling of control over our environment. Waste is turned to magic in his work, but the sense of magic is also accompanied by unease. Barthelme's fiction constantly fluctuates between immersion in trash culture and the impulse to evade, an impulse that finds its emotional issue in irony, disappointment, and a free-floating nostalgia. Everything doubles back on itself, nothing is not placed in implicit, ironic question marks in his fiction. Nevertheless, what Barthelme captures in his work, along with what one of his charcters called "the ongoing circus of the mind," is the suspicion that, after all, it may not be that easy to go with the junk flow—or to be what Barthelme has called himself, "a student of surfaces."

 

"Do you like the story so far?" asks the narrator of Snow White about halfway through. He then helpfully provides the reader with an opportunity to answer "Yes ( ) No ( )." This is followed by a further fourteen questions for the reader to fill in his or her preferences. Quite apart from reminding us that this book is, after all, an artifact, an object, the product of play and planning, the questionnaire offers a slyly parodic comment on the currently fashionable ideas of the work of art as open and the reader as co-producer rather than a consumer of the text. But the last question sounds a slightly melancholic note. "In your opinion, should human beings have more shoulders? ( )," the narrator asks. "Two sets of shoulders? ( ) Three? ( )." Any world has its stringencies, its absences, restricting the room for magic and play. The absence of several shoulders is not the most pressing of these, perhaps. But how else would Barthelme intimate these limits and lacks but in a manner that subverts, pokes fun at his own intimation? Barthelme is resistant to message. One of his stories, "The Balloon" in Unspeakable Practices, Unnatural Acts, even toys with the absurdity of meaning. An enormous balloon appears over the city. People argue over its significance. Some manage to "write messages on the surface." Mainly what people enjoy, though, is that it is "not limited and defined." It is delightfully random, amorphous, floating free above "the grid of precise, rectangular pathways" beneath it. And "this ability of the balloon to shift its shape, to change," the reader learns, "was very pleasing, expecially to people whose lives were rather rigidly patterned." Clearly, the balloon is a paradigm of the art object, the kind of free-form product, plastic and ephemeral, that Barthelme is interested in making: resistant to understanding, interpretation, or reflection. but, in its own odd, jokey way, as it floats over the citizens, it generates a ruefulness, a wry regret that carries over into Barthelme's other fictions. "I am in the wrong time," Snow White reflects "How does the concept of 'something better' arise?" the narrator of that same novel asks, "What does it look like, this something better?" It is remarkable that the sportive fantasy and verbal trickery of Barthelme are often at their best when he is playing with loss and longing: "Emily Dickinson, why have you left me and gone?" goes a passage in Snow White, "ah ah ah ah ah." Readers can certinly walk around a Barthelme verbal object, seeing in it above all a model of how to free language and feeling from stale associations. But what they are likely to catch, as they walk around, is a borderline melancholia. So, when Snow White writes a poem, the seven men who live with her have no doubt as to its theme. "The theme is loss, we take it," they ask causticlally. Her reply is simple: "I have not been able to imagine anything better."

 

Of John Hawkes's 1961 novel, The Lime Twig, his fellow novelist Flannery O'Connor has observed that "You suffer it like a dream. It seems to be something that is happening to you, that you wait to escape from but can't." That is true of all his fiction. His nominal subjects range far and wide—many of them, he has said, acquired from the newspapers or from other writers. So, for instance, The Cannibal (1949) explores the horrors of devastation in postwar Germany. The Lime Twig presents the psychopathic effects on a man of life during and after the blitz on London. Travesty (1967) is the monologue of a Frenchman that serves as a suicide note while he prepares to kill his daughter, his friend, and himself.Virginia (1982) concerns a girl who has experenced two previous lives in France, both marked by strange sexual experience. Adventures in the Alaskan Skin Trade (1985) is about a boy confronted with hunting and sexuality during a trip to Alaska. And The Frog (1996) tells of a boy with a real or imagined frog in its stomach. What characterizes all thise and his other novels, however, is the vision of a dreamscape fractured by an appalling yet almost ritualized violence. Hawkes has said that he wanted, from the first, to create "a totally new and necessary fictional landscape." "My writing depends on absolute detachment," he has explained, "and the unfamiliar or invented landscape helps me to achieve and maintain that detachment . . . I want to try to create a world, not represent one." What he is after is objectification, not representation. As Hawkes puts it, his aim is "to objectify" the terrifying similarity between the unconscious desires of the solitary man and the disruptive needs of the visible world, so as to achieve "a formalizing of our deepest urgencies". His characters come and go across his frozen landscapes as if caught in a strange sort of repetition compulsion. They are not so much imitations of life as figures from an exhibition, waxwork curios from some subliminal house of horror. And the violence they inevitable encounter is as vivid and distant as violence seen through soundproof glass. in The Cannibal the primary act of violent negation is signaled by the controlling metaphor of the book, which also gives it its title. Although the main setting is Germany after the war, it reaches back to 1914 and forward to a future repetition of Nazi control, which will return the entire nation to an insane asylum. The dominant presence, and narrator, is Zizendorf, the leader of the Nazis. Set in contrast to him is a young girl, Selvaggia, who stands at a window, in innocent, impotent terror, watching the evil that men do. By the end, she is "wild-eyed from watching the night and the birth of the Nation." Zizendorf orders her to draw the blinds and sleep. The last sentence of the book gives us her response: "She did as she was told." The return to an evidently endless sleep, a nightmare of violent repression, seems inevitable, since there is no intimation in this or any other book by Hawkes, that things can change or get better. Just as character and setting appear paralyzed, so events are peculiarly without progression. Hawkes so rearranges the fractured elements in his fictive picture that the temporal dimension drains away into a spatial patterning of detail. And he so contrives his prose into complex sequences of baroque fragments that the reader too is held back, left in suspense. We are doomed to watch the world Hawkes creates just as Selvaggia does, with helpless, horrified wonder. Or, to return to that remark of O'Connor, we have to suffer it, like a dream.

 

Two other writers associated with postmodernism, Thomas Berger (1924-) and John Gardner (1933-1982), could hardly be more different from Barthelme and Hawkes, or from one another. Which goes to show, perhaps, that postmodernism is almost as capacious a term as realist. A prolific writer, Berger has produced a series of comic novels about his non-Jewish schlemiel hero Carlo Reinhart (Crazy in Berlin (1958), Reinhart in Love (1962), Vital Parts (1970), Reinhart's Women (1981)). He has written parodies of the detective novel (Who is Teddy Villanova? (1977) and Arthurian romance (Arthur Rex (1978)), replayed Oresteia (Ossie's Story (1990)) and Robinson Crusoe (Robinson Crews (1994)) for modern times, and engaged in satirical fables about, for instance, a man with the power to become invisible (Being Invisible (1987) or a man so discontented about his relationship with real women that he builds an ideal woman secretly at the animatronics frim where he works (Adventures of the Artificial Woman (2004)). Unquestionably his best novel, however, is Little Big Man (1964). The narrator of this novel, Jack Crabb, the Little Big Man, is by his own account 111 years old. He claims to be the sole survivor of Custer's last stand, knocked out Wyatt Earp, and to have been in a shootout with "Wild Bill" Hickock. Drawing on the traditions of frontier humor and the tall tale, Berger endows Crabb with a voice that is vernacular and vital, and a view of life that is shifty, amoral, and unillusioned. "Most of all troubles comes from having standards," he declares. So, he careers between roles and between cultures with "a brainy opportunism" as it is called by the prissy amateur historian, Ralph Fielding Snell, who frames the novel with a foreword and epilogue. Snell admits doubt as to whether Crabb is "the most neglected hero in the history of this country or a liar of insane proportions." From one point of view, however, that hardly matters. Either way, Snell and Berger intimate, Crabb is heroic: providing, either by deed or word, "an image of human vitality holding its own in the world amid the surprises of unplanned coincidence." Set in a classic American past though it is, Little Big Man (and, for that matter, The Return of Little Big Man (1999) is about the typical protean man of postmodern science fiction for whom there are no settled certainties, no sure codes, and roles are picked up or discarded like a set of clothes. There are no absolutes, no essences; that classic past and its myths are themselves demystified, mocked, and parodied. The only constant here is the constant self-fashioning: a self-exploratory, in flux, that casually acts or voices itself into being—that makes itself as it goes along.

 

As the title of one of his critical works, On Moral Fiction (1978), suggests, Gardner was nominally far from such moral relativism. "Art leads, it doesn't follow," he said in an interview in 1977. "Art does not imitate life, art makes people do things," he added, "if we celebrate bad values in our arts, we're going to have a bad society; if we celebrate values which make you healthier, which make life better, we're going to have a better world." Consistent with this, he produced in his 1976 novel, October Light, two interwoven stories concerned with the nihilism and alienation of contemporary life. One circles around popular culture: television, with its "endless simpering advertising" and "its monstrously obscene games of greed." The other focuses on high culture: the literature of absurdism and entropy with its assumption that "life . . . was a boring novel." What the protagonist in both stories has to learn is a deeply traditional lesson: the difference between false art and real life. He has to return from the false worlds of mass cvulture and amoral literature to the true world of relationship; and, finally, he does. Gardner's finest novel, Grendel (1971), however, does not entirely conform to his own expressed views about art. The book tells the story of the old English epic poem "Beowulf" from the point of view of the monster. Gardner himself was a medievalist scholar; and here he plays with medieval notions of psychology and numerological symbolism as he sets the materialism, nihilis, and sheer brutishness of Grendel against heroic Christianity. What emerges from this extraordinary tales is the revelation that Grendel is indispensable to the civilizing forces of science and the arts. He is the brute existence on which humans depend for their definition of themselves. "You stimulate them! You make them think and scheme. You drive them to poetry, science, religion, all that makes them what they are," a sympathetic dragon tells Grendel. "Youare mankind, or man's condition: inseparable as the mountain-climber and the mountain." A source of power for humanity, apparently, Grendel is also the source of power for the book. Like Satan in Paradise Lost, he may lose but the author seems to be secretly on his side. Edgy, unnatural, unreliable, Grendle is a typically postmodern narrator. Constantly dramatizing or changing himself, his strong, seductive voice leaves the reader without sure ground. "I cry, and hug myself, and laugh," he declares, "letting out salt tears, he he! till I fall down and gasping and sobbing. (It's mostly fake.)." Gardner may have been suspicious of postmodernism and keen to give his work a moral dimension. Ironically, his finest character and narrator is irredeemably, necessarily amoral. And his best work is his best precisely because it has a postmodern edge.

 

The range of possibilities charted by writers as otherwise different as Gardner and Berger, Hawkes and Barthelme suggests that postmodernism is probably best seen, not as a unified movement, but as a cluster, a constellation of motives, a generic field. it is a field that is itself marked by skepticism about specific generic types; in its disposition to parody, ironic inversion, and metafictional insistence on its own modes of significance—and, in particular, language—it is the absolute reverse of the stable. The one constant in postmodernism, that is constant only in its inconstancey, was handily summarized by Ronald Sukenick (1932-2004) in The Death of the Novel and Other Stories (1969). There, he insisted that "the contemporary" lived in "the world of post-realism" and had "to start from scratch." "Reality doesn't exist," Sukenick argued. "God was the omnipresent author, but he died: now no one knows the plot." So, living in an age of epistemological redefinition, an urgently felt need to redraw the mental maps of the world, postmodernist writers thrive on the imperative of being abetrant, arbitrary—above all, different. And the loose, baggy monster of postmodernism can include such diverse radical experimentalists, aside from writers already entioned and Sukenick himself (Up (1968), 98.6 (1975), Blown Away (1986)) as Nicholson Baker (1940-) (The Mezzanine (1988), Vox (19992) The Everlasting Story of Wory (1998))), William H. Gass (1924-) (Omensetter's Luck (1966)), Steve Katz (1935-) The Exaggerations of Peter Prince (1968), Moving Parts (1977), Clarence Major (1936-) (All-Night Visions (1969), No (1973)), Stephen Schneck (1944-1996) (The Nightclerk (1965)), Gilbert Sorrentino (1929-2006) (Imaginary Qualities of Actual Things(1971), Flawless Play Restored (1975), Aberration of Starlight (1980)), and Rudolph Worlitzer (1938-) (Nog (1969)). For that matter, it can incorporate Joseph McElroy (1930), whose Lookout Cartridge (1974) conveys a sense of formal systems functioning in a void and one of whose novels, Plus (1977), is about a mind suspended in space. And Robert Coover, who in his finest novel, The Public Burning (1977), transfers actual events, including the Eisenhower years and the execution of the Rosenbergs for spying, to the figurative realm. The execution of the Rosenbergs is turned into a public burning in Times Square, New York. Times Square itself is presented not just as a public meeting place but a source of a history, since it is here that the records of the New York Times are created. Coover goes on to analyze how historical record is made, in a bold imaginative gesture which shows that fiction does not only aid fact in the rehearsal of the past; it can, and does, draw it into subjective reality. In doing so, he offers what is in effect a postmodernist meditation on history, and on the urgencies, the origins of story.

 

Two other writers often associated with postmodernism, Russell Banks (1940) and David Foster Wallace (1962-2008), have taken very different paths. Banks's output is unusually varied. His first novel, Family Life (1975) is aa fragmented narrative set in an imaginary kingdom. With its rejection of traditional forms of characterization and its foregrounding of artifice, it bears many of the hallmarks of postmodernism. So do his second and fourth novels, Hamilton Starks (1978) and The Relation of My Imprisonment (1983). With The Book of Jamaica (1980), however, and, even more, Continental Drift (1985), Banks gravitated toward realism while still using metafictional techniques. Continental Drift, perhaps his finest novel so far, combines two at first sight unrelated stories—about a Haitian woman's attempt to escape to America and an American man's relocation of his family to Florda—to explore class conflict and transnational migration. The shift toward realism has become even more marked in Banks's later novels, and so has his preoccupation with forms of violence ranging from the personal to the global. Affliction (1989), for instance, is an autobiographically based novel about family abuse; The Sweet Hereafter (1991) offers several perspectives on a fatal school-bus accident; Cloudsplitter (1998) tells the story of the radical abolitionist John Brown from the standpoint of his son; while The Darling (2006) is an account by an ex-member of a radical activist group, on the run from the law, of her encounter with a crisis-torn Liberia. What binds these different fictional experiments together is Banks's oncern with multiple varieties of abuse. As he has put it, "I see my life as a kind of obsessive return to the 'wound' of abuse,... going back again and again ... trying to figure out ... who is to blame and who is to be forgiven."

 

By contrast, Wallace only completed two novels during his brief lifetime. His major work, however, Infinite Jest (1996), is over a thousand pages long. Wallace believed that the mass media exerted a determining, ironic influence on fiction; and his own work is steeped in irony, a blithe refusal to be confined to any particular voice or vision. Infinite Jest is set in a future world in which the United States, Canada, and Mexico form one unified state, and corporations buy naming rights to each calendar year. There is a vast range of bizarre characters, and such plot as the book possesses revolves around a search for the missing master copy of a film cartridge called "Infinite Jest" and referred to as "The Entertainment"—a work so entertaining to its viewers that they become lifeless, losing interest in anything other than the film. But Infinite Jest is less a novel with a plot than a labyrinth of language, a web of words that weaves together such diverse topics as substance abuse and recovery programs, tennis, film theory, child abuse and family relationships, and the relentless search of the corporate world for new products and markets. What compounds the intricacy of this web is the radical discontinuity of idiom. The language careers between the vernacular and the esoteric; there are wild neologisma, self-generated abbreviations and acronyms packed into elaborate, multi-clause sentences. There are nearly a hundred pages of footnotes designed, Wallace explained, to jumble our perception of reality while persuading us to read on. Infinite Jest the novel is like "Infinite Jest" the film referred to in its pages, a seductive maze capturing the reader within its world of funhouse mirrors. Like so many major postmodernist workd, it resists meaning but, while doing so, enerates strange feelings of loss and longing. Its characters, and perhaps its readers, are invited to yearn for innocent, unselfconscious experience while drowning in insignificance, captivated by artifice.

 

John Barth once suggested that the way postmodernism showed its distinctly American face was through its "cheerful nihilism," its comic and parodic texture. That is, of course, too sweeping. But across from radical experimentalists like McElroy and Coover, there are those many postmodern writers who have chosen to pursue an absurd humor, a dark comedy that deconstructs and demystirfies all it surveys. Apart from those already mentioned, such writers include J. P. Donleavy (1926-) (The Ginger Man (1955), The Beastly Beatitudes of Balthazar B (1968)) and Terry Southern (1926-2000) (Candy (1958), The Magic Christian (1959), Blue Movie (1970)), whose predilection for protean, amoral characters has got them into trouble with the censorship laws. Notably, there is also John Kennedy Toole (1937-1969) who, in his posthumously published novel A Confederacy of Dunces (1980), mocked everything to do with his region, the South and his hometown of New Orleans, making his hero, Ignatius Reilly, sound sometimes like a Southern traditionaliston speed. And there is Stanley Elkin (1930-1995), a novelist and storyteller who, during the course of a long career, produced satirical, surreal versions of the success story (A Bad Man(1967), The Franchiser (1976)), a picaresque tale about adventures in the media trade (The Dick Gibson Show (1971)), and comic fantasies about death (The Living End (1979) and reincarnation (George Mills (1982)).

 

Postmodernism as black humor or brave fantasy tends to merge here with contemporary confessional forms of male liberationists like John Irving (1942-) (The World According to Garp (1978), The Hotel New Hampshire

 (1981), A Prayer for Owen Meany (1989), A Son of the Circus (1994), Until I Find You (2005)) and female liberationists like Erica Jong (Fear of Flying (1973), Fear of Fifty(1994)) and Lissa Alther (1944-) Kinflicks ( (1976), Original Sin (1981)). At the other edge, postmodernism as radical, metafictional experiment is more inclined to reveal its international relations. Experiment is, of course, an American tradition and the subversion of fictional forms in particular goes back at least as far in American literature as Herman Melville. But the specific terms in which postmodernists have interrogated wordd and thing, language and its connection to reality, show the impact and sometimes the influence of writers from outside America. Like other cultural movements, more so than most, postmodernism is on one level an international phenomenon. And the sense postmodernist writers have of living after realism is one shard with, say, European poststructuralist critcis, writers of le nouveau roman like Michel Butor and Raymond Queneau, and Latin American magic realists. This international dimension is foregrounded in the work of those postmodern novelists whose own story is one of crossings between national boundaries, especially the European and American. The fiction of Vladimir Nabokov, born in Russia, spending long years in Europe before continuing his exile in America, is a case in point. So are the narrative experiments of the French-American Raymond Federman (1928-2009), whose Take It or Leave It (1976) announces itself as "an exaggerated second hand tale to be read aloud either standing or sitting," and the books of the Polish-born, Russian-reared Jerzy Kosinski (1933-1991) from The Painted Bird (1965), through Being There (1971) and Blind Date (1977), to his last novel, The Hermit of 69th Street (1988).

 

Another instance of international origins promoting international connections is the writing of Walter Abish (1931-). Abish was born in Austria and reared in China before taking US citizenship. His first novel, Alphabetical Africa (1974), invites a comparision with le nouveau roman in its stern attention to verbal structure. Every word of the first chapter begins with the letter A, the second with A or B, the third with A, B, or C, and so on. At Z, the process reverses, the final chapter beginning every word again with the letter A. Abish's second novel, How German It Is (1984), suggests other international relations. A postmodern political thriller, it concerns an American of German parentage who returns to a German town to investigate his father's wartime death and to answer his own question as to how German he is. The international influential presences here are several. They include American writers like Pynchon and French ones like Butor, who have used popular genres to break and undercut them. More deeply, persuasively, though, they are other, European writers such as Italo Calvino and Peter Handke. As in the work of Calvino and Hande, there is a bleak detachment, a flat materialism to How German It Is, the presentation of a world of signs without meanings under which dark meanings may hide. A writer like Abish, as he explores the crisis relations between history and form and pursues the task of unlocking some hidden code that might interpret those relations, shows how postmodernism—like any other movement in American literature, at some point—has to be perceived within a frame of reference other than the American. It has to be, not only because postmodernist writers skip across national boundaries with such calculated and consummate skill—and not only because some of them, at least, cannot or will not shakke off their own international origins. It is also and more fundamentally because—as it has been the peculiar fate of postmodernism to emphasize—no boundary of any kind is impermeable. No frame of reference, including the national one, is adequate, absolute, or terminal.

 

 

 

 

Theory of Reflexive Fiction

 

Anclaje narrativo y círculo hermenéutico en un texto de Polibio

sábado, 5 de enero de 2013

Anclaje narrativo y círculo hermenéutico en un texto de Polibio


En el Libro III de las Historias de Polibio, el autor explica el plan de la obra y algunas cuestiones de concepto y método. Destaca en su exposición la idea de una historia universal que englobe a las historias parciales—lo que podríamos llamar un marco narrativo general que les proporcione un anclaje narrativo, o un contexto interpretativo, que permita entenderlas como episodios de un proceso más global.  Por otra parte, esta necesidad de establecer una relación entre las partes y el todo lleva a Polibio a proporcionar una versión temprana de la noción del círculo hermenéutico que según Ast, Schleiermacher y otros, es a la vez una descripción del proceso de la comprensión y, una vez se asume como proceso consciente, un método para mejorar esa misma comprensión.  Así comienza el libro III (con traducción y notas de Manuel Balasch): 

En el primer libro de la obra tomada en su conjunto, es decir, el tercero anterior a éste, dejamos claro que establecíamos como principio de nuestro tratado la Guerra Social, la Anibálica y la de Celesiria: en el mismo libro expusimos, igualmente, las causas que nos hicieron componer los libros precedentes, remontándonos a tiempos anteriores a estos sucesos. Ahora intentaremos exponer científicamente las guerras citadas, las causas por las que surgieron y alcanzaron tan gran extensión; pero antes hablaremos brevemente acerca de mi trabajo. (1)


El tema sobre el que intentamos tratar es un único hecho y un único espectáculo, es decir, cómo, cuándo y por qué todas las partes conocidas del mundo conocido han caído bajo la dominación romana. Ésta tiene un principio conocido, una duración delimitada y un resultado notorio, de modo que creemos que va a ser útil recordar y recapitular brevemente las partes principales de este período, ordenadas de principio a fin. Es de suponer que así, más que de otro modo, se proporcionará a los estudiosos una visión adecuada del conjunto de nuestra empresa. En efecto, dado que el espíritu progresa mucho si desde el todo llega al conocimiento de los asuntos en detalle, y mucho también si desde éstos avanza en el conocimiento de la totalidad, creemos que el mejor método y visión es el que se hace desde ambas perspectivas. Por ello trazaremos un esquema preliminar de nuestra historia de acuerdo con lo apuntado. (Libro III.1, 1-7; Vol. 1, p. 219-20). 


Este es el texto clave. Véase la noción según la cual una visión de conjunto de una serie de acontecimientos proporciona una comprensión mejor de cada uno de los acontecimientos que pertenecen a esa serie (concepto de contextualización, pero también más específicamente de anclaje narrativo, pues es una contextualización referida específicamente a secuencias temporales y a las narraciones que dan cuenta de ellas). También aparece la noción de la doble dirección de la comprensión: desde la visión global o panorámica hacia el detalle de los acontecimientos, por una parte— lo que podríamos llamar un proceso top-down— y, por otra, la perspectiva acumulativa o bottom-up, un modo de conocimiento quizá más al modo baconiano, o inductivo, partiendo de los datos individuales y acumulándolos para elevarse a una interpretación global de los mismos.  Obsérvese que  Polibio recomienda no atenerse a una de las dos vías, sino emplear ambas. Schleimermacher desarrollará enormemente este tipo de razonamiento, estableciendo explícitamente la noción de círculo hermenéutico como una circulación del todo a la parte y de la parte al todo, y a la vez como una alternancia entre lo ya conocido retrospectivamente, y lo intuido prospectivamente.  Sin pretender sugerir que ya lo había dicho Polibio, podemos ver en una semilla futura del desarrollo del círculo hermenéutico en la observación de éste al efecto de que "el mejor método y visión es el que se hace desde ambas perspectivas", considerando los asuntos parciales desde la visión de la historia global, y también construyendo la historia global mediante el estudio y ensamblaje de las historias parciales.
Polibio plantea así sus Historias como una obra dedicada a la exposición e interpretación de una gran narración, pues no es otra cosa la expansión de la dominación romana, o lo que podríamos llamar la primera gran globalización entre Oriente y Occidente. Y la interpretación consistirá en relacionar la solidez de Roma con la peculiar fortaleza y equilibrio de su constitucion. En el Libro I.1 observa Polibio que

la propia originalidad de los hechos acerca de los cuales nos hemos propuesto escribir se basta por sí misma para atraer y estimular a cualquiera, joven y anciano, a la lectura de nuestra obra. En efecto, ¿puede haber algún hombre tan necio y negligente que no se interese en conocer cóo y por qué género de constitución política fue derrotado casi todo el universo en cincuenta y tres años no cumplidos, y cayó bajo el imperio indisputado de los romanos? Se puede comprobar que antes esto no había ocurrido nunca. ¿Quién habrá, por otra parte, tan apasionado por otros espectáculos o enseñanzas que pueda considerarlos más provechosos que este conocimiento? (Vol. 1, p. 4).


Continúo y termino con la cita del texto de Polibio (III.1 8-10, III.2), ya no por su interés metodológico sino como resumen que ofrece la panorámica de su obra, los años en que se decidió que sería Roma quien dominase el mundo que rodea el Mediterráneo.  Y también por la justificación que proporciona Polibio sobre sus propias acciones en el seno de esta gran historia, acciones entre las que se incluye la propia redacción de la obra que le ocupa y nos ocupa. También esa dimensión reflexiva de la obra es una cuestión de interés para el estudio del anclaje narrativo.

Ya hemos señalado la forma y los límites de esta investigación (2). Por lo que se refiere a los hechos concretos ocurridos en ella, se empezará por las guerras ya citadas, y su final coronamiento lo constituirá la destrucción del reino de Macedonia; el tiempo abarcado son cincuenta y tres años (3), período que comprende acciones tan numerosas y de tanta envergadura que, en un lapso igual de tiempo, no se han dado jamás en épocas anteriores. Tomando como punto de partida la Olimpíada ciento cuarenta (4), en la exposición se seguirá el orden siguiente:

(III.2) Tras exponer las causas por las que estalló la guerra ya citada entre cartagineses y romanos, llamada Anibálica, se describirá la invasión de Italia por parte de los cartagineses, cómo arruinaron la dominación romana e infundieron a aquéllos un gran temor por sus vidas y por los fundamentos de su patria, mientras que los mismos cartagineses llegaron a abrigar grandes e imprevistas esperanzas de tomar por asalto la misma ciudad de Roma. 

A continuación intentaremos explicar cómo, en esta época, Filipo de Macedonia libró una guerra contra los etolios, tras la cual dispuso los asuntos de Grecia y se lanzó a compartir las esperanzas de los cartagineses. Antíoco y Ptolomeo Filópator andaban a la greña y, al final, estalló entre ellos una guerra por la posesión de Celesiria (6). Los rodios y Prusias declararon la guerra a los bizantinos y les forzaron a cesar en el cobro de peaje a los que navegaban hacia Ponto (7).

Aquí detendremos nuestra exposición y trataremos de la constitución romana (8); demostraremos luego que las características de esta constitución contribuyeron al máximo, no sólo a que los romanos dominaran Italia y Sicilia, sino también a que extendieran su imperio a los iberos y a los galos (9), y además a que, tras derrotar militarmente a los cartagineses, llegaran a concebir el proyecto de dominar el universo. Paralelamente a todo ello aclaremos, en una digresión, el derrocamiento de la tiranía de Hierón en Siracusa. Enlazaremos con estos temas los disturbios occurridos en Egipto, la coalición, efectuada tras la muerte del rey Ptolomeo, de Antíoco y Filipo para repartirse el imperio legado al joven príncipe heredero, y cómo empezaron las insidias y manejos de Filipo contra Egipto, Caria y Samos, y las de Antíoco contra Celesiria y Fenicia.

A continuación, tras una recapitulación (11) de las operaciones de romanos y cartagineses en España, en África y en Sicilia, desplazaremos nuestra exposición a tierras de Grecia, con los grandes cambios que allí hubo. Narraremos las batallas navales de Átalo y de los rodios contra Filiopo y la guerra de éste contra los romanos (12), cómo se desarrollaron, sus causas y su desenlace. A esto añadiremos, sin interrupción, el recuerdo de la cólera de los etolios, con la que arrastraron a Antíoco y, desde el Asia, encendieron una guerra contra aqueos y romanos (13).

Después de aclarar sus causas y el paso de Antíoco a Europa, explicaremos, en primer lugar, cómo consiguió huir de Grecia; en segudo lugar, cómo, derrotado, abandonó los territorios que están a este lado de la cordillera del Tauro. En tercer lugar, cómo los romanos, tras haber humillado la soberbia de los galos, se aprestaron a dominar, sin admitir rivales, los territorios asiáticos y liberaron a los habitantes de la parte hacia acá del Tauro, del terror de los bárbaros y de la injusticia de los galos. Seguidamente, tras poner la vista en los desastres de etolios y cefalenios (14), entraremos en las guerras que Éumenes trabó contra Prusias y los galos (15); igualmente, en la guerra que hubo entre Ariarato y Farnaces (16). Luego haremos mención de la pacificación y concordia que reinó en el Peloponeso, así como del auge de la república de Rodas (17), y ofreceremos un resumen de toda nuestra exposición y de las acciones que contiene. finalmente, trataremos la expedición de Antíoco Epifanes contra Egipto, la guerra persa y el derrumbamiento del imperio macedonio. Paralelamente a todo ello se irá viendo cómo manejaron los romanos cada asunto y cómo lograron someter todo el mundo a su imperio.

Si por sí solos los éxitos o los fracasos permitieran emitir un juicio suficiente sobre los hombres o los gobiernos, despreciables o laudables, según el progrma inicial nosotros deberíamos pararnos aqui y concluir simultáneamente nuestra exposición e historia con las acciones citadas en último lugar. En efeto: el lapso de los cincuenta y tres años termina en ellas, y el progreso y el avance del imperio romano ya había culminado. Además, daba la impresión de que era notoria e ineludible para todos la sumisión a los romanos y la obediencia a sus órdenes. Pero los juicios sobre vencedores y vencidos extraídos simplemente de los propios combates son insuficientes. Lo que muchos han creído un triunfo insuperable, si no se explotó con acierto ha comportado grandes desastres, mientras qeu a no pocos que han soportado con entereza las desgracias más escalofriantes, éstas han acabado por convertírseles en ventajas. A las acciones mencionadas habrá de añadirse un juicio sobre la conducta posterior de los vencedores, sobre cómo gobernaron el mundo, la aceptación y opinión que de su liderazgo tenían los demás pueblos; se deben investigar, además, las tendencias y ambiciones predominantes en cada uno, que se impusieron en las vidas privadas y en la administración pública.

Es indiscutible que por este estudio nuestros contemporáneos verán si se debe rehuir la dominación romana o, por el contrario, si se debe buscar, y nuestros descendientes comprenderán si el poder romano es digno de elogio y de emulación, o si merece reproches. La máxima utilidad de nuestra historia, en el presente y en el futuro, radica en este aspecto (18). No hay que suponer que, ni en sus dirigentes ni en sus expositores, la finalidad de las empresas sea vencer y someter a todos. Nadie que esté en su sano juicio guerrea contra los vecinos por el sólo hecho de luchar, ni navega por el mar sólo por el gusto de cruzarlo, ni aprende artes o técnicas sólo por el conocimiento en sí (19). Todos obran siempre por el placer que sigue a las obras, o la belleza, o la conveniencia.

Por eso la culminación de esta historia será conocer cuál fue la situación de cada pueblo después de verse sometido, de haber caído bajo el dominio romano, hasta las turbulencias y revoluciones que, después de estos hechos, se han reproducido. En vistas a la importancia de las acciones que entonces se desarrollaron y al carácter extraordinario de los acontecimientos, pero también—y esto es lo más importante—en razón del hecho de que yo he sido no solamente espectador, sino unas veces colaborador y otras dirigente, he emprendido la redacción, por así decir, de una historia nueva, tomando un punto de partida nuevo también.


 
 Notas

(1) Polibio consdera que en este tercer libro empieza su verdadero trabajo personal. La guerra de los aliados ocupa la mayor parte del libro cuarto y buena parte del quinto. La anibálica es la segunda guerra púnica, como ya se ha notado repetidamente, que llena buena parte de este libro tercero. La guerra de Celesiria es la cuarta guerra entre Antíoco III el Grande y Ptolomeo Filópator. En cuanto a la fecha de iniciación, hay discordancia: mientras JULES DE FOUCAULT, en su edición del tercer libro de Polibio, París, 1971 (citado desde ahora FOUCAULT, Polybe, III), pág. 30, la pone en el 219, BENGTSONGeschichte, pág. 368, la sitúa entre los años 221/217.
(2) Al principio mismo de la obra, I. 1, 5-6.
(3) En los años 210/168.
(4) Comprende los años 220/216. Es de notar que los libros XXII y XXIII de TITO LIVIO reproducen casi literalmente este tercero de Polibio.
(5) Filipo V de Macedonia.
(6) La Celesiria es una pequeña región situada entre las cordilleras del Líbano y del Antilíbano.
(7) Esto se narra en el libro IV 31-37.
(8) Ya se ha dicho más arriba, en una nota, que este estudio se verifica en el libro sexto. El lugar es, exactamente, VI 11-18.
(9) La narración polibiana de la campaña romana en la Galia no nos ha llegado.
(10) Cf. VII 2-8, y VIII 3-7 y 37. De los disturbios de Egipto no nos queda nada en los extractos restantes de Polibio.
(11) Aquí hay cierta divergencia en el vertido del verbo griego original. Mientras Schweighäuser traduce "in brevem summam contrahere", es decir, "resumir", WALBANKCommentary, ad loc., traduce "recapitular". Foucault elude el problema con una traducción muy libre.
(12) Es la segunda guerra de Macedonia, narrada por Polibio en su libro XVIII.
(13) Todo esto nos ha llegado sólo en parte. Cf. XXI 17.
(14) Cf. XXI 35-32b.
(15) La guerra de Prusias de Bitinia contra Éumenes II de Pérgamo estaba en el libro XXII, pero su narración polibiana se ha perdido.
(16) Cf. XXIII 9, 1-3; XXIV 1, 1-3; 5; XXV 2.
(17) Cf. XXI 24, 7; 46, 8.
(18) Polibio insiste en conceptos ya expuestos, cf. I 1-3.
(19) Aquí hay ciertos ecos de doctrina estoica.


Lógica de la narratividad según Polibio

From Philology to General Hermeneutics: Schleiermacher

SÁBADO, 5 DE ENERO DE 2013

From Philology to General Hermeneutics: Schleiermacher

The rise of historicism in the early modern period is associated with philology and the historical study of modern languages. The philological approach to the classics had developed during the Renaissance (e.g. Lorenzo Valla’s historical stylistics). The 18th century had witnessed the rise of rigorous historical studies and of classical philology (Bentley, Wolff). The methods of philology and hermeneutics were introduced to the study of the modern literatures by August Böck (Enzyklopädie und Methodologie der Philologischen Wissenschaften). The rise of comparative grammar in the late 18th century is accompanied by a similar interest in comparative literature. Grimm's law and the Grimms' collection of folk tales are manifestations of the same spirit of historical enquiry: a search for the common Indo-Germanistic roots of European literature.

This historical investigation led in the long run to structural offshoots: Vladimir Propp's Morphology of the Folk Tale still has this end (historical investigation) in view; anthropological research such as Frazer's monumental The Golden Bough (1890-1922) also derives from the Romantic historical view. Nineteenth-century linguistics is primarily historical linguistics, and the approach to the modern literatures is above all a philological and historical one.

The sense of the term philology is sometimes restricted to historical linguistics, but originally it had a wider sense which can still be seen in the Spanish usage, or in this definition from the Diccionario de Autoridades: 

 
PHILOLOGIA. s.f. Ciencia compuesta y adornada de la Gramática, Rhetórica, Historia, Poesía, Antigüedades, Interpretación de Autores, y generalmente de la Crítica, con especulación general de todas las demás Ciencias.

Issues of textual philology: discovery, edition and textual study of a medieval or an early modern work. Establishment of text, study of diverse manuscripts, variants, preferred readings. (Basic limitation in approach: the assumption that there is one text which is supposed to be better; modern textual criticism more attentive to different contexts and uses). . The scholarly edition of some forgotten work of the past becomes and remains for a long time the standard occupation of university scholars; a parallel work is being done in historical linguistics (e.g. The Oxford English Dictionary, 1884-1928; Fowler, A Dictionary of Modern English Usage, 1926; Wright, The English Dialect Dictionary; Bradley, The Making of English (1904).

The scholarly essays as we know them now, the philological reference works, the handbooks of literature, are a product of the nineteenth century scholarship; they did not exist before that except in rudimentary forms in the field of classical philology.

The nineteenth century saw the development of standard methods of textual criticism: the comparison (collation) and evaluation of the available texts of a work (manuscripts, editions); the drawing of a stemma of textual history; the establishment of text and of supplementary variants to be published; the intepretation of variants (either as authoritative or non-authoritative), the classification and interpretation of errors (author’s, copist’s, editorial transmission, typesetters’, etc.). We often find one prejudice among textual philologists: the notion that there is one text to be preferred on the basis of the writer’s authority (e.g. the assumption that the last text revised by the author is to be preferred to all others, etc.). In the late twentieth century textual critics are more relativistic, and pay more attention to the cultural role of variant texts. Textual philology is combined with historical research, paleography, bibliography and book history.
 
—oOo—

Hermeneutics is the theory or science of interpretation. The word derives from Greek hermeneuein: to interpret or traslate into one’s own idiom; to make clear and understandable, to give expression. In mythology, Hermes interprets the often cryptic messages of the gods to mortals. As a discipline, hermeneutics began as scriptural exegesis, closely associated to philology (cf. R. E. Palmer, Hermeneutics). Christian theologians developed the theory of plurisignification, according to which a Biblical text could have several senses:

- The literal or historical sense

- The allegorical sense (an Old Testament event or person prefigures a New Testament one)

- The moral sense (a passage is read as a lesson on right or wrong behaviour)

- The anagogic sense (a passage is read as a revelation of the other world)

A line of thought deriving from the Pseudo-Dionysius was especially aware of the figural nature of religious language, requiring interpretation, and insisted on the need to avoid excessively literal readings of religious language (danger of idolatry, of mistaking the sign for the thing signified).

Modern theories of hermeneutics arise from the Protestant reaction to medieval hermeneutics. The Catholic church had claimed sole authority in the interpretation of the Bible. The Protestants insist that the holy text is self-sufficient, that it does not need to be mediated by the Church; it is intelligible. Protestants exegetes wrote many practical guides to Biblical interpretation. The Protestant tradition, in confluence with with the philological methodology of humanistic studies, evolved towards a systematic methodology of textual interpretation in the work of F. D. E. Schleiermacher.

In the late 19th century this became a broader philosophical theory stressing the crucial importance of interpretation to most if not all aspects of human endeavor and culture. Through the impetus of the early work of Martin Heidegger, hermeneutics developed into a general philosophy of human understanding, with implications for any discipline concerned with the intepretation of human language, action or artefacts.

Friedrich Schleiermacher, a German theologian, expands the hermeneutic theories developed during the Enlightenment period.  Schleiermacher seeks a general theory of interpretation which is applicable to all texts, not only to religious ones. He conceives hermeneutics as the basic framework where all linguistic understanding takes place.  This means that in his work hermeneutics is no longer an abstruse discipline having to do with special interpretive techniques to be applied to obscure texts: all hermeneutical processes are shown to originate from the common ground of linguistic understanding. Enlightenment theories are divided into a number of specific fields (law, religion, etc.).  Schleiermacher will speak of a general hermeneutics. 

The hermeneutics of previous authors are also partial in that they take understanding as a matter of course.  Schleiermacher, on the other hand, constantly takes into account the possibility that misunderstanding is equally possible. 

Linguistic understanding, whether it is used in the exegesis of a work or in following an ordinary everyday conversation, rests on the same principles.  It involves a negotiation, or a mediation (let us keep in mind here our conception of interpretation as translation) between a realm of generality, the linguistic system, and a realm of particularity, the personal message the speaker wants to convey.  Speaking involves articulating this particularity out of the generality of language, and understanding involves a similar shift between two sets of criteria, those of the system and those of the message.  Both speaking and understanding can be said to be hermeneutical activities in this sense.  The ground of Schleiermacher's hermeneutics is the concrete experience of how we come to understand somebody else's meaning.

A complete hermeneutical understanding consists of a play of two different operations, one more objectivistic, the other more subjectively oriented.  Schleiermacher calls these "grammatical" and "technical" (or "psychological") interpretation, respectiely.  "Grammatical" interpretation interprets a word or sentence as an instance of general language; "technical" interpretation as an instance of "style", as the expression of an individual mind and communicative intention. 

Just as every speech has a twofold relationship, both to the whole of language and to the collected thinking of the speaker, so also there exists in all understanding of the speech two moments: understanding it as something drawn out of language and as a 'fact' in the thinking of the speaker.

These different techniques and aims coexist in all interpretive enterprises; in fact, they work towards each other, and "In this interaction the results of the one method must approximate more and more those of the other" (Hermeneutics: The Handwritten manuscripts 190).  However, one or the other aspect can become dominant, and then we find different "schools" or kinds of interpretation--the second kind less subject to polemical discussion, in Schleiermacher's opinion (185). For Schleiermacher, "technical" (i.e. psychological) interpretation relies more on divination, on the imaginative projection of the interpreter to the mind of the author; he came to give more and more emphasis to this side of interpretation.

There are also two methods to grasp new meaning: the comparative, by which an author or text is compared with similar authors or texts, and the divinatory, which involves the interpreter's intuitive contact with the spirit of language and his insight into the individuality of the author.  Therefore, understanding is a complex process consisting in a mediation between system and message, and involving an interplay of linguistic versus psychological understanding on one hand, and comparison and divination on the other.  The scope of hermeneutics broadens gradually as emphasis comes to fall on the last term of the opposition.  Understanding a word is an operation closer to the realm of linguistics than to that of psychology.  But the intuitive, subjective and psychological side of interpretation becomes more significant as the object of our understanding expands into a text, a work, a set of works, and the whole personality of an author.

Besides, there is no understanding so simple as not to require this interpretive negotiation.  The whole of the sentence must be known before we know the precise meaning of the word; but in order to know the sentence we must know the individual words.  The same circular relationship is established between the sentences in a text and the complete text.  This leads Schleirmacher to formulate a crucial hermeneutic principle: understanding takes place through a hermeneutic circle. a part of something is always understood in terms of the whole, and vice versa. 

 
When we consider the task of interpretation with this principle in mind, we have to say that our increasing understanding of each sentence and of each section, an understanding which we achieve by starting at the beginning and moving forward slowly, is always provisional. It becomes more complete as we are able to see each larger section as a coherent unity. But as soon as we turn to a new part we encounter new uncertainties and begin again, as it were, in the dim morning light. It is like starting all over, except that as we push ahead the new material illumines everything we have already treated, until suddenly at the end every part is clear and the whole work is visible in sharp and definite contours. (Schleiermacher, Hermeneutics: the Handwritten Manuscripts)

The hermeneutic circle defined by Schleiermacher could be described as this constant movement from part to whole as we try to intepret something, which also involves a constant shift from one aspect of interpretation (grammatical and technical) to the other, from one interpretive strategy to another.  This conception is very suggestive and it would be interesting to compare it to present-day theories of discourse processing, such as the opposition between "top-down" and "bottom-up" strategies.  Schleiermacher's hermeneutics has the additional merit of being oriented towards much larger prospects.  It deals even with children's acquisition of language, which according to Schleiermacher is also a hermeneutic process. 

We see then that the image of the hermeneutic circle is not wholly appropriate.   We move from part to whole through the help of analogies and divination; and then from whole to part.  But now that part is no longer the same: it is transformed by our better understanding, and it will provide a firmer grasp for another assault on the whole.  We see, then, that the famous hermeneutic circle is really a spiral.  Only those interpretations which do not produce new meaning are circular.

Given this spiralling definition, it is not surprising if perfect understanding can never be attained.  Indeed, from the moment a work is considered as  a part of a larger whole, the interpretive movement starts again; it is easy to see that trying to read the text of culture embarks us into an ever-expanding interpretive process. 

Heinz Kimmerle's thesis is that Schleiermacher shifted from a language-oriented hermeneutics towards a more subjectivist and intentionalist one.  Schleiermacher's definition of understanding is, in fact psychologistic: it is "the re-experiencing of the mental processes of the text's author." Even though this assertion is borne by the amount of attention given to each side of interpretation in Schleiermacher's early and later work, respectively, the conclusion is not so easily drawn.  We have already observed within the very structure of hermeneutical development as conceived by Schleiermacher a movement from the objective to the subjective side: it is not far-fetched to suggest that as his hermeneutical outlook broadened, the later emphasis on technical interpretation was only natural. 

A tendency of Schleiermacher's hermeneutics is pointed out by Kimmerle.  His emphasis on understanding as such, understanding as a universal process, led him to play down the element of historicity in both the object and the subject of interpretation.  This is not to say that he does not take into account the existence of such a difference; far from it, "For Schleiermacher, the historical text is not addressed directly to the present interpreter, but to an original audience.  The present interpreter is to understand that original communication in terms of its historical context."   Indeed, the emphasis is so great that it is placed completely on the retrieval of that meaning, leaving aside the question of its application to present-day circumstances.  The latter falls outside hermeneutics for Schleiermacher: in his view, hermeneutics is not the art of applying but the art of interpreting.  And it is precisely this conception of a pure and disinterested retrieval of meaning which is objected to when Gadamer opposes the tradition opened by Schleiermacher. 

In this tradition, understanding is pure and uncontaminated by the aims of the interpreter.  Pure comprehension must precede application of the universal principles it reveals, of the moment of judgment.  His attitude to historicity is utopian: he assumes that the interpreter can leap over historical distance and acquire the perspective of the contemporary audience, be absorbed in the view of past people.  However, we must take into account that Schleiermacher is presupposing an initial community of shared experience or interests at the root of his theory (Hermeneutics  180).

A problem that is left unsolved by Schleiermacher is whether attention to the process of composition affords a better grasp of the finished text.  His hermeneutics seem to endorse this conception, which is challenged by twentieth-century interpretation.  Certainly, for him one of the aims of hermeneutics is to understand the "intimate operations of poets and other artists of language by means of grasping their entire process of composition, form its conception up to the final execution"  (Hermeneutics  191).  



Bibliography
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_____. Grundriss der Philologie. Lanshut: Krüll, 1808.

_____. "Éléments d'herméneutique et de critique." In Critique et herméneutique dans le premier romantisme allemand. Ed. and trans. Dennis Thouard. Lille: Presses Universitaires du Septentrion, 1996. 287-314.*

Boeckh, A. Enzyklopädie und Methodologie der philologischen Wissenschaften.    2nd. ed.  1886.

Dilthey, Wilhelm.  "Die Entstehung der Hermeneutik."  In  
Dilthey, Die geistige Welt: Einleitung in die Philosophie des Lebens. Vol. 5 of Gessamelte Schriften. 317-38.
Frazer, James George. The Golden Bough. 12 vols. 1890-1915. Abridged ed. in 1 vol. London: Macmillan, 1922. 1954. 1956.

Grimm, Jakob. Deutsche Grammatik. 1819. Expanded ed. (with new section of phonetics and "Grimm's law") 1822. (Comparative and historical grammar of Germanic languages).

Grimm, Jakob, and Wilhelm Grimm (1786-1859), eds. Kinder-und Hausmärchen.  English trans.: The Complete Grimm's Fairy Tales. Ed. Padraic Colum and Joseph Campbell. London: Routledge, 1983.

Oxford English Dictionary. Gen. ed. James A. H. Murray. Assoc. eds. Henry Bradley, William A. Craigie, Charles T. Onions. 10 vols. Oxford UP, 1884-1928.

Propp, Vladimir. Morfologija skazky. 2nd ed. Leningrad: Nauka, 1968.

_____. Morphology of the Folktale. 1st. ed., trans. Laurence Scott, introd. Svatava Pirkova-Jakobson. Bloomington: Indiana UP, 1958.

Pseudo-Dionysius the Areopagite.  De Caelesti hierarchia.  Spanish trans. La jerarquía celeste. In Obras completas del Pseudo Dionisio Areopagita.  Madrid: BAC, 1995. 119-88.

Palmer, R. E. Hermeneutics: Interpretation Theory in Schleiermacher, Dilthey, Heidegger and Gadamer. Evanston: Northwestern UP, 1969.
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_____. "Sur le concept et la division de la critique philologique." In Critique et herméneutique dans le premier romantisme allemand. Ed. and trans. Dennis Thouard. Lille: Presses Universitaires du Septentrion, 1996. 315-28.

_____. Hermeneutik und Kritik mit besonderer beziehung auf das Neue Testament. Part 1, vol. 7 of Sämmtiche Werke. Ed. Friedrich Lücke. Berlin: G. Reimer, 1838.

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Dos artículos sobre William Gibson

MIÉRCOLES, 2 DE ENERO DE 2013

Dos artículos sobre William Gibson


Dos artículos sobre William Gibson tengo, al parecer, en la misma página del American Literature eJournal (2007) del SSRN. En español, aunque allí aparecen con títulos en inglés como "William Gibson's Pattern Recognition: Jet-Lagged Intimations of the Present", y "Cyberspace Everting: William Gibson's Spook Country / 'Cyberspace Everting': Spook Country, de William Gibson."

Husband to Mrs Milton

MARTES, 1 DE ENERO DE 2013

Husband to Mrs Milton

—artículo mío sobre Robert Graves y sobre Milton, que apareció, según veo, en noviembre de 2007 en el English and Commonwealth Literature eJournal.
También está aquí en la UZaguán:
    http://zaguan.unizar.es/record/2048